German Excellence Strategy
German Excellence Initiative: everything you need to know

2019 marks the fourth round of the German Excellence Initiative (now the Excellence Strategy), a programme that aims to promote and support cutting-edge scientific research. But what exactly does the initiative fund, how does it work and why is it important for international scientists?

Published: 2019-07-09

By: Alexandra Turney

The German Universities Excellence Initiative (Exzellenzinitiative) was launched in 2005, following negotiations between the federal government and German states. It was designed to strengthen research at German universities and enhance their global appeal. Since its introduction, it has been one of the key factors in attracting international scientists to pursue careers at German universities.

During the first funding phase (2006-2011), €1.9bn was made available to scientists through the Excellence Initiative; during the second funding phase (2012-2017) the funds increased to €2.7bn.

The Excellence Initiative received a great deal of attention in academia and the media, both in Germany and internationally. It has been referred to as ‘the German Ivy League’.

The Excellence Initiative has made Germany the subject of international attention, and scientists across the world are becoming increasingly interested in applying for a job at German Universities of Excellence. The developments in academia over the last decade mean that Germany can now compete on an international level, attracting top scientific talent. Scientists who may not have considered a career in Germany previously are attracted by the substantial funding for research projects and the rise in job opportunities.

With the launch of the next funding phase under the Excellence Strategy, even more international scientists are expected to pursue careers in Germany, especially as universities tend to actively seek scientists from abroad as part of their ‘brain gain’ strategy. In addition, the fact that this round of funding is open-ended means that scientists can expect to be involved in long-term projects, and so build a career and a life in Germany.

There were three distinct categories that received funding under the Excellence Initiative:

  • Clusters of Excellence (Exzellenzcluster)
  • Universities of Excellence (Exzellenzuniversität)
  • Graduate schools (Graduiertenschulen)


Clusters of Excellence are outstanding regional research networks of scientists that are focused on a specific scientific topic of international interest. In addition, they offer excellent training and careers for young scientists.

The institute that wishes to become a Cluster of Excellence must submit an application to the German Research Foundation(Deutsche Forschungsgemeinschaft, DFG), outlining the high quality of their research project and the levels of support for participating scientists. Application is a two-part process; for the funding round in 2019, 195 institutions submitted initial applications, of which 88 were then invited to submit full applications. The final decision is made by the DFG, advised by a panel of 39 experts, including scientists and federal and state science ministers.

Universities of Excellence are elite universities that already hold a leading position internationally. To be awarded the title of ‘University of Excellence’ and obtain funding, the university must make an application to the German Council of Science and Humanities(Wissenschaftsrat, WR)

In order to be considered, it should have two Clusters of Excellence in the same funding period. In addition, the university has to present a detailed profile, including a financial plan and an analysis of its existing strengths and weaknesses. Universities of Excellence are chosen by the Council of Science and Humanities, with the assistance of an expert panel.

The first funding round in 2019 provides funding for up to 11 universities; from 2026, this number can increase to 15. The Excellence Commission will announce the Universities of Excellence on 19 July, with funding beginning on 1 November.

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The Excellence Initiative will continue as the Excellence Strategy (Exzellenzstrategie) from 2019 onwards, with a focus on promoting overall strategies at the Universities of Excellence, strengthening outstanding research projects and increasing visibility in an international context.

While it was originally envisioned as a temporary measure, Germany’s federal government now plans to provide €533m on an annual basis. It will supply 75 per cent of the cost, while the remaining 25 per cent will be covered by the federal state where the university is based. A total of €385m and €148m have been earmarked for the Excellence Clusters and Excellence Universities respectively.

Clusters of Excellence will receive an average of €3m to €10m annually. Universities will also be able to apply for an additional allowance of up to €1m a year in order to strengthen the governance and strategic direction of the university’s management. Universities of Excellence will receive €10m to €15m per year.

Funding for graduate schools will be discontinued in the next phase of the Excellence Initiative. Graduate schools that previously benefitted from the Excellence Initiative will have to seek alternative forms of funding, either publicly or privately, or try to participate as Clusters of Excellence.

The proposed funding for the Excellence Strategy has attracted some criticism, with some academics observing that the funding is relatively low by international standards, as universities such as ETH Zurich, Oxford and Cambridge all have significantly higher budgets. However, the open-ended nature of the German Excellence Strategy means that there is significant long-term potential, with a greater number of universities and research projects likely to benefit.

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Outstanding research groups were recognised as ‘Clusters of Excellence’ and awarded funding. The following tables display the winners for the first and second rounds of the German Excellence Initiative, as well as the research groups that became Clusters of Excellence in 2019, under the new Excellence Strategy.

In September 2018, 57 Clusters of Excellence were announced, as part of the new Excellence Strategy. Funding began in January 2019.

2019

City Cluster of Excellence

Aachen

Internet of Production

Aachen

The Fuel Science Center - Adaptive Conversion Systems for Renewable Energy and Carbon Sources

Bayreuth

Africa Multiple: Reconfiguring African Studies

Berlin

Unifying Systems in Catalysis, UniSysCat

Berlin

Temporal Communities: Doing Literature in a Global Perspective

Berlin

Science of Intelligence

Berlin

Matters of Activity. Image Space Material

Berlin

NeuroCure - Comprehensive approaches to neurological and psychiatric disorders - from mechanisms to interventions

Berlin

MATH+: The Berlin Mathematics Research Center

Berlin

Contestations of the Liberal Script (SCRIPTS)

Berlin/Münster

Religion and Politics. Dynamics of Tradition and Innovation

Bochum

RESOLV (Ruhr Explores Solvation) Understanding and Design of Solvent-Controlled Processes

Bochum

Cyber Security in the Age of Large-Scale Adversaries

Bonn

PhenoRob - Robotics and Phenotyping for Sustainable Crop Production

Bonn

ImmunoSensation2 - the immune sensory system

Bonn

Hausdorff Center for Mathematics: Foundations, Models, Applications

Bonn

Beyond Slavery and Freedom: Asymmetrical Dependencies in Pre-Modern Societies

Bonn/Cologne

ECONtribute: Markets & Public Policy

Bremen

The Ocean Floor - Earth's Uncharted Interface

Braunschweig/Hannover

PhoenixD: Photonics, Optics, and Engineering - Innovation Across Disciplines

Braunschweig/Hannover

Sustainable and Energy-Efficient Aviation – SE²A

Braunschweig/Hannover

Light and Matter at the Quantum Frontier: Foundations and Applications in Metrology (QuantumFrontiers)

Cologne

Matter and light for quantum computing (ML4Q)

Cologne

Cologne Cluster of Excellence on Cellular Stress Responses in Aging-associated diseases (CECAD)

Dresden

Physics of Life - The Dynamic Organization of Living Matter

Dresden

Centre for Tactile Internet with Human-in-the-Loop (CeTI)

Dresden/Würzburg

Complexity and Topology in Quantum Matter: Fundamental Concepts, Materials Design, and Novel Technologies

Düsseldorf/Cologne

CEPLAS Cluster of Excellence on Plant Sciences - SMART Plants for Tomorrow's Needs

Freiburg

Living, Adaptive and Energy-autonomous Materials Systems (livMatS)

Freiburg

CIBSS Centre for Integrative Biological Signalling Studies - Signalling across Scales: From Mechanistic Understanding to Control-of-Function

Frankfurt/Giessen

Cardio-Pulmonary Institute

Garching/Munich

ORIGINS: From the Origins of the Universe to the First Building Blocks of Life

Garching/Munich

e-conversion

Garching/Munich

Munich Center for Quantum Science and Technology

Göttingen

Multiscale Bioimaging: from Molecular Machines to Networks of Excitable Cells

Hamburg

Understanding Written Artefacts: Material, Interaction and Transmission in Manuscript Cultures

Hamburg

Climate, Climatic Change, and Society (CliCCS)

Hamburg

Quantum Universe

Hamburg

Advanced Imaging of Matter: Structure, Dynamics and Control on the Atomic Scale

Hannover

RESIST - Resolving Infection Susceptibility

Hannover/Oldenburg

Hearing4all: Medicine, Basic Research and Engineering Solutions for Personalized Hearing Care (H4A 2.0)

Heidelberg

STRUCTURES: A unifying approach to emergent phenomena in the physical world, mathematics, and complex data

Heidelberg/Karlsruhe

3D Matter Made to Order (3DMM2O)

Jena

Balance of the Microverse

Karlsruhe/Ulm

Energy Storage beyond Lithium

Kiel

Precision Medicine in Chronic Inflammation

Konstanz

The Politics of Inequality: Perceptions, Participation and Policies

Konstanz

Centre for the Advanced Study of Collective Behaviour

Mainz

Precision Physics, Fundamental Interactions and Structure of Matter (PRISMA+)

Munich

Munich Cluster for Systems Neurology (SyNergy)

Münster

Mathematics Münster: Dynamics - Geometry - Structure

Stuttgart

Integrative Computational Design and Construction for Architecture

Stuttgart

Data-Integrated Simulation Science (SimTech)

Tübingen

Machine Learning: New Perspectives for Science

Tübingen

Controlling Microbes to Fight Infections

Tübingen

Image-Guided and Functionally Instructed Tumor Therapies (iFIT)

Source: DFG © academics

Second round (2012-2017)

University Cluster of Excellence

RWTH Aachen University

Integrative Production Technology for High-Wage Countries

RWTH Aachen University

Tailor-Made Fuels from Biomass

Freie Universität Berlin/Humboldt University of Berlin

NeuroCure: Towards a Better Outcome of Neurological Disorders

Freie Universität Berlin/Humboldt University of Berlin

Topoi - The Formation and Transformation of Space and Knowledge in Ancient Civilizations

Humboldt University of Berlin

Interdisciplinary Laboratory Image Knowledge

Berlin Institute of Technology

Unifying Concepts in Catalysis

Bielefeld University

Cognitive Interaction Technology

Ruhr-University Bochum

RESOLV (Ruhr Explores Solvation) - Understanding and Design of Solvent Dependent Processes

University of Bonn

Mathematics: basics, models, applications

University of Bonn

ImmunoSensation: The immune sensory system

University of Bremen

The Ocean in the Earth System - MARUM - Center for Marine Environmental Sciences

Chemnitz University of Technology

Technology fusion for multifunctional lightweight structures - MERGE

TU Dresden

Center for Regenerative Therapies Dresden (CRTD)

TU Dresden

Center for Advancing Electronics Dresden (cfAED

Heinrich Heine University Düsseldorf/University of Cologne

Cluster of Excellence on Plant Sciences - from complex properties to synthetic modules

University of Erlangen-Nuremberg

New materials and processes - Hierarchical structure formation for functional components

Goethe University Frankfurt

Macromolecular complexes

Goethe University Frankfurt

The Formation of Normative Orders

Goethe University Frankfurt/University Giessen

Cardio-Pulmonary System

University of Freiburg

BIOSS Center for Biological Signaling Studies - from analysis to synthesis

University of Freiburg

BrainLinks - BrainTools

University of Göttingen

Nanoscale microscopy and molecular physiology of the brain

University of Hamburg

Integrated climate system analysis and prediction

University of Hamburg

Hamburg Centre for Ultrafast Imaging (CUI): Structure, Dynamics and Control of Matter at the Atomic Scale

Hannover Medical School

REBIRTH _ From Regenerative Biology to Reconstructive Energy

Heidelberg University

Cellular Networks: From Molecular Mechanisms to a Quantitative Understanding of Complex Function

Heidelberg University

Asia and Europe in a Global Context: The Dynamics of Transculturality

University of Kiel

The Future Ocean

University of Kiel

Inflammation at interfaces

University of Cologne

Cellular Stress Responses in Aging-associated Diseases

University of Konstanz

Cultural foundations of social integration

Johannes Gutenberg University Mainz

Precision Physics, Fundamental Interactions and Structure of Matter

Ludwig Maximilian University of Munich

Nanosystems Initiative Munich (NIM)

Ludwig Maximilian University of Munich

Center for integrated Protein Science(CIPSM)

Ludwig Maximilian University of Munich

Munich-Centre for Advanced Photonics (MAP)

Ludwig Maximilian University of Munich

Munich Cluster for Systems Neurology

Technical University of Munich

Origin and Structure of the Universe - The Cluster of Excellence for Fundamental Physics

University of Münster

Religion and Politics. Dynamics of Tradition and Innovation

University of Münster

Cells in Motion

Carl von Ossietzky University of Oldenburg

Hearing4all

Saarland University

Multimodal Computing and Interaction

University of Stuttgart

Simulation Technology

University of Tübingen

Werner Reichardt Center for Integrative Neurosciences (CIN)

First round (2006)

University Cluster of Excellence

RWTH Aachen University

Integrative Production Technology for High-Wage Countries

RWTH Aachen University

Ultra-High-Speed Mobile Information and Communication (UMIC)

Freie Universität Berlin/Humboldt University of Berlin

Topoi. The Formation ands Transformation of Space and Knowledge in Ancient Civilizations

University of Bonn

Mathematics: Foundations, Models, Applications

Dresden University of Technology

From Cells to Tissues to Therapies: Engineering the Cellular Basis of Regeneration

Dresden University of Technology

Center for Advancing Electronics Dresden (cfaed)

Johann Wolfgang Goethe University Frankfurt am Main

Macromolecular Complexes

University of Giessen

Cardio-Pulmonary System

University of Göttingen

Microscopy at the Nanometer Range

Hannover Medical School

From Regenerative Biology to Reconstructive Therapy

Heidelberg University

Cellular Networks: From Analysis of Molecular Mechanisms to a Quantitative Understanding of Complex Functions

Karlsruhe Institute of Technology

Center for Functional Nanostructures

University of Kiel

The Future Ocean

University of Konstanz

Cultural Foundations of Social Integration

Ludwig Maximilian University of Munich

Center for Integrated Protein Science Munich

Ludwig Maximilian University of Munich

Munich Center for Advanced Photonics

Ludwig Maximilian University of Munich

Nanosystems Initiative Munich

Technical University of Munich

Cognition for Technical Systems

Technical University of Munich

Origin and Structure of the Universe - The Cluster of Excellence for Fundamental Physics

First round (2007)

University Cluster of Excellence

RWTH Aachen University

Tailor-Made Fuels from Biomass

Freie Universität Berlin

Languages of Emotion

Humboldt-Universität Berlin

NeuroCure: Towards a Better Outcome of Neurological Disorders

Technical University of Berlin

Unifying Concepts in Catalysis

University of Bielefeld

Cognitive Interaction Technology

University of Bremen

The Ocean in the Earth System

Darmstadt University of Technology

Smart Interfaces: Understanding and Designing Fluid Boundaries

University of Erlangen-Nuremberg

Engineering of Advanced Materials - Hierarchical Structure Formation for Functional Devices

Johann Wolfgang Goethe University Frankfurt am Main

Formation of Normative Orders

University of Freiburg

Centre for Biological Signalling Studies - From Analysis to Synthesis

University of Hamburg

Integrated Climate System Analysis and Prediction (CliSAP)

University of Hannover

Centre for Quantum Engineering and Space-Time Research (QUEST)

Heidelberg University

Asia and Europe in a Global Context: Shifting Asymmetries in Cultural Flows (EXC270)

University of Kiel

Inflammation at Interfaces

University of Cologne

Cellular Stress Responses in Aging-Associated Diseases

University of Münster

Religion and Politics in Pre-Modern and Modern Cultures

Saarland University

Multimodal Computing and Interaction

University of Stuttgart

Simulation Technology

University of Tübingen

CIN - Centre for Integrative Neuroscience

Source: Wikipedia/Academics.de

Universities are recognised as ‘Universities of Excellence’ due to their strategies to promote outstanding research and their ability to compete on an international level.

On 19 July 2019, the Excellence Commission announced the first Universities of Excellence that will be funded under the new Excellence Strategy. Out of 19 applications, ten universities and one university Consortium of Excellence were selected to receive permanent institutional funding as well as the sought-after title as Universities of Excellence.

2019

University

RWTH Aachen University

Berlin University Alliance

University of Bonn

Technical University of Dresden

University of Hamburg

Heidelberg University

Karlsruhe Institute of Technology (KIT)

University of Konstanz

Ludwig-Maximilians-Universität München

Technical University of Munich

University of Tübingen

Second round (2012-2017)

University

RWTH Aachen University

Freie Universität Berlin

Humboldt-Universität Berlin

University of Bremen

TU Dresden

Heidelberg University

University of Cologne

University of Konstanz

Ludwig Maximilian University of Munich

Technical University of Munich

University of Tübingen

First round (2006-2011)

University

RWTH Aachen University

Freie Universität Berlin

University of Freiburg

University of Göttingen

Heidelberg University

Karlsruhe Institute of Technology

University of Konstanz

Ludwig Maximilian University of Munich

Technical University of Munich

In order to qualify for Excellence Initiative funding, graduate schools had to produce excellent research and allow young scientists to excel in their chosen field. The following universities received funding during the first two rounds of funding.

Second round (2012-2017)

University Graduate School

RWTH Aachen University

Aachen Institute for Advanced Study in Computational Engineering Science

Otto-Friedrich University Bamberg

Bamberg Graduate School of Social Sciences

University of Bayreuth

Bayreuth International Graduate School of African Studies

Freie Universität Berlin

Graduate School of North American Studies (John F. Kennedy-Institute for North American Studies)

Freie Universität Berlin

Berlin Graduate School Muslim Cultures and Societies

Freie Universität Berlin

Friedrich Schlegel Graduate School of Literary Studies

Freie Universität Berlin

Graduate School for East Asian Studies

Freie Universität Berlin und Humboldt University of Berlin

Berlin-Brandenburg School for Regenerative Therapies

Freie Universität Berlin and Humboldt University of Berlin

BSIO Berlin School of Integrative Oncology

Humboldt University of Berlin

Berlin School of Mind and Brain

Humboldt University of Berlin

School of Analytical Sciences Adlershof

Berlin Institute of Technology

Berlin Mathematical School

Bielefeld University

Bielefeld Graduate School in History and Sociology (BGHS)

Ruhr University

Ruhr University Research School Plus

University of Bremen

Bremen International Graduate School of Social Sciences (BIGSSS)

Technische Universität Darmstadt

Computational Engineering

Technische Universität Darmstadt

Darmstadt Graduate School of Excellence Energy Science and Engineering

TU Dresden

Dresden International Graduate School for Biomedicine and Bioengineering

University of Erlangen-Nuremberg

Graduate School of Advanced Optical Technologies

University of Freiburg

Spemann Graduate School of Biology and Medicine (SGBM)

University of Giessen

International Graduate Centre for the Study of Culture

University of Göttingen

Göttingen Graduate School of Neuroscience, Biophysics and Molecular Biosciences

Heidelberg University

Heidelberg Graduate School of Fundamental Physics

Heidelberg University

Heidelberg Graduate School of Mathematical and Computational Methods for the Sciences

Heidelberg University

Harmut Hoffman-Berling International Graduate School of Molecular and Cellular Biology

University of Jena

Jena School for Microbial Communication

Karlsruhe Institute of Technology

Karlsruhe School of Optics and Photonics (KSOP)

Karlsruhe Institute of Technology

Karlsruhe School of Elementary Particle and Astroparticle Physics: Science and Technology (KSETA)

University of Kiel

Integrated studies on human development in landscapes

University of Cologne

Bonn-Cologne Graduate School for Physics and Astronomy

University of Cologne

a.r.t.e.s. Graduate School for the Humanities Cologne (AGSHC)

University of Konstanz

Konstanz Research School Chemical Biology

University of Konstanz

Graduate School of Decision Sciences

Johannes Gutenberg University of Mainz

Materials Science in Mainz

University of Mannheim

Graduate School in Economics and Social Sciences: Empirical and Quantitative Methods

Ludwig Maximilian University of Munich

Graduate School of Systemic Neurosciences

Ludwig Maximilian University of Munich

Graduate School of Quantitative Biosciences Munich (QBM)

Ludwig Maximilian University of Munich

Far Worlds: Archeology College Munich

Ludwig Maximilian University of Munich and University of Regensburg

Graduate School for East and Southeast European Studies

Technical University of Munich

International Graduate School of Science and Engineering (IGSSE)

Saarland University

Saarbrücken Graduate School of Computer Science

University of Stuttgart

Graduate School for advanced Manufacturing Engineering in Stuttgart (GSaME)

University of Tübingen

Graduate School LEAD (Learning, Educational Achievement, and Life Course Development

Ulm University

International Graduate School of Molecular Medicine Ulm (IGradU)

Julius Maximilian University of Würzburg

Graduate School for Life Sciences

First Round (2006)

University Graduate School

RWTH Aachen University

Aachen Institute for Advanced Study in Computational Engineering Science

Freie Universität Berlin

Graduate School of North American Studies (John F. Kennedy-Institute for North American Studies)

Humboldt University of Berlin

Berlin School of Mind and Brain

Technical University Berlin

Berlin Mathematical School

Ruhr University Bochum

Ruhr University Research School

University of Bonn

Bonn Graduate School of Economics

University of Bremen

Global Change in the Marine Realm

Dresden University of Technology

Dresden International Graduate School for Biomedicine and Bioengineering

University of Erlangen-Nuremberg

Erlangen Graduate School in Advanced Optical Technologies

University of Freiburg

Spemann Graduate School of Biology and Medicine

University of Giessen

International Graduate Centre for the Study of Culture

Hannover Medical School

Hannover Biomedical Research School

Heidelberg University

Heidelberg Graduate School of Fundamental Physics

Karlsruhe Institute of Technology

Karlsruhe School of Optics and Photonics

University of Mannheim

Empirical and Quantitative Methods in the Economic and Social Sciences

Ludwig Maximilian University Munich

Graduate School of Systemic Neurosciences

Technical University Munich

International Graduate School of Science and Engineering

Saarland University

Multimodal Computing and Interaction

University of Würzburg

Graduate School for Life Sciences

First Round (2007)

University Graduate School

University of Bayreuth

Bayreuth International Graduate School of African Studies

Freie Universität Berlin

Muslim Cultures and Societies: Unity and Diversity

Freie Universität Berlin

Friedrich Schlegel Graduate School of Literary Studies

Humboldt University of Berlin

Berlin-Brandenburg School for Regenerative Therapies

Humboldt University of Berlin

Berlin Graduate School School of Social Sciences

University of Bielefeld

Bielefeld Graduate School in History and Sociology

University of Bonn

Bonn-Cologne Graduate School of Physics and Astronomy

University of Bremen

Bremen International Graduate School of Social Sciences

Darmstadt University of Technology

Graduate School of Computational Engineering 'Beyond Traditional Sciences'

University of Göttingen

Göttingen Graduate School for Neurosciences and Molecular Biosciences

Heidelberg University

Heidelberg Graduate School of Mathematical and Computational Methods for the Sciences

Heidelberg University

The Hartmut Hoffmann-Berling International Graduate School of Molecular and Cellular Biology

University of Jena

Jena School of Microbial Communication

University of Kiel

Graduate School for Integrated Studies of Human Development in Landscapes

University of Konstanz

Konstanz Research School "Chemical Biology"

University of Leipzig

Building with Molecules and Nano-Objects

University of Lübeck

Graduate School for Computing in Medicine and Life Sciences

University of Mainz

Materials Science in Mainz

Saarland University

Saarbrücken Graduate School of Computer Science

University of Stuttgart

Graduate School for advanced Manufacturing Engineering in Stuttgart (GSaME)

University of Ulm

International Graduate School in Molecular Medicine Ulm

Source: Wikipedia/Academics.de

Response to the Excellence Initiative has generally been positive; a huge number of universities have benefitted from the funding and have gained more distinct profiles. The increased support for young scientists is also a significant benefit, and has made German universities a more attractive option for researchers across the world. The Excellence Initiative played an important part in attracting more than 4,000 foreign scientists to Germany.

A commission chaired by Dieter Imboden of the Federal Institute of Technology(Eidgenössische Technische Hochschule Zürich, ETH Zürich) was mostly positive. Its report, published in 2016, stated that the Excellence Initiative “has made the German university system more dynamic and has become a tangible symbol for the will to improve the international competitiveness of German universities”. While the Excellent Initiative had not yet reached all its goals, the report said it had set the system “on the right path”.

There has been some criticism of the Excellence Initiative, with claims that the ‘reputation hierarchy’ has remained unchanged, with too much focus placed on professorship appointments and publication in prestigious international journals, which tend to favour basic science over applied science. It could also be argued that the focus on research is too narrow, as excellent teaching and mentorship is equally important. 

Nonetheless, the substantial funding and the number of institutions that have benefitted financially mean that on the whole, the impact of the Excellence Initiative has been very positive. It has had a transformative effect on many university research projects, and the future looks even brighter.

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